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Enforcement action over the last five years

FOI reference - FOI-3966

Date - 17 July 2019

Request

Please provide the data for the past five financial years in an Excel sheet.

  1. Total number of enforcement actions.
  2. Number of enforcement actions broken down by type (compliance notices, fixed penalty notices, escalating penalty notices, unpaid penalty notices).
  3. Total value of enforcement actions.
  4. Value of enforcement actions broken down by type (compliance notices, fixed penalty notices, escalating penalty notices, unpaid penalty notices).
  5. Total number of whistleblowing reports.

If it is not possible to provide the information requested due to the information exceeding the cost of compliance limits identified in section 12, please provide advice and assistance, under the section 16 obligations of the Act, as to how I can refine my request.

Response

I can confirm that we hold some of the information you have requested. However, it is exempt from disclosure under section 21 of the Freedom of Information Act. This is because the information is accessible to you, as it is already in the public domain.

Information we are able to supply

  1. See our compliance and enforcement bulletins.
  2. See our compliance and enforcement bulletins.
  3. Total value of fixed penalty notices and escalating penalty notices for the past five financial years is £124,688,173.
  4. Value of enforcement actions broken down by type can be found in our previous response. This does not include compliance notices and unpaid contribution notices as these do not have a fine / value attached.
  5. Whistleblowing figures can be found in our previous response.