Statutory transfer process decision tree: transcript

Appendix 1: Statutory transfer process decision tree

This is a transcript of the decision tree intended as supporting material for the guidance on dealing with transfer requests.

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1. Is condition one met?

   • Yes – Proceed with the transfer.
   • No – Go to 2.
     
     

2. Is the receiving scheme occupational?

   • Yes – Go to 3.
   • No – Go to 4.
     
     

3. Is there sufficient evidence of an employment link or overseas residency?

   • Yes – Go to 6.
   • No, failed to provide evidence – Refuse the transfer.
   • No, insufficient evidence – Direct member to MoneyHelper.
     
     

4. Is the transfer to an overseas scheme?

   • Yes – Go to 5.
   • No – Go to 6.
     
     

5. Is there sufficient evidence of overseas residency?

   • Yes – Go to 6.
   • No, failed to provide evidence – Refuse the transfer.
   • No, insufficient evidence – Direct member to MoneyHelper.
     
     

6. Are there any red flags?

   • Yes – Refuse the transfer.
   • No – Go to 7.
     
     

7. Are there any amber flags?

   • Yes – Direct member to MoneyHelper.
   • No – Proceed with the transfer.

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