Skip to main content

Your browser is out of date, and unable to use many of the features of this website

Please upgrade your browser.

Ignore

This website requires cookies. Your browser currently has cookies disabled.

Enforcement outcomes

The enforcement outcomes we look to achieve including prevention, remedy, restoration, deterrence and settlement.

Enforcement outcomes: overview

Overview of how we look to achieve enforcement outcomes including prevention, remedy, restoration and deterrence.

Prevention

Using an improvement notice or third party notice to prevent future non-compliance such as ongoing breaches and scams.

Remedy

Using tools such as improvement notices and financial penalties to remedy the situation.

Restoration

Using our powers so that members' pension benefits are put back to the expected position had the breach or conduct not occurred.

Deterrence

Using our powers to deter behaviour such as persistent or repeated contraventions, intentional non-compliance and criminal offences.