Our ability to publish information – including details of our enforcement cases – plays an important part in enabling our commitment to transparency, and increases awareness and understanding of our decisions and actions.
The following tables name employers who have received an Escalating Penalty Notice (EPN) for breaches relating to automatic enrolment under the Pensions Act 2008. We will publish the names of those who have paid their EPN and remain non-compliant, as well as those who have failed to pay their EPN and as a result have been made subject to a court order.
We also publish information about failures to complete a scheme return or prepare a compliant chair’s statement. Trustees have a legal obligation to give us information about their pension scheme by completing a scheme return when required, and can be fined under section 10 of the Pensions Act 1995. The Occupational Pension Schemes (Charges and Governance) Regulations 2015 also require us to issue a mandatory penalty where there has been a failure to prepare a chair’s statement. The list includes the name of the scheme, type of breach, and the fine amount, and names any professional trustee related to that scheme.
We will publish this information on a quarterly basis. Penalties are listed when they become payable but may relate to an historical breach.
Employer non-compliant, subject to further action (EPN paid)
1 April to 30 June 2019
| Employer name | City / town | Amount paid |
|---|---|---|
| Catford Cricket and Sports Club | London | £700 |
| Farnworth Cricket and Bowling Club | Bolton | £5,000 |
| MA Thompson Joinery | Northampton | £1,400 |
Unpaid EPNs subject to a Court Order
1 April to 30 June 2019
| Employer name | City / town | Amount paid |
|---|---|---|
| London Marine Insurance Services Ltd | London | £4,500 |
| Hewitt's Café Ltd | Stockport | £5,000 |
| Redbook Accounting Ltd | Swansea | £5,000 |
| British Fluorspar Ltd | Sheffield | £6,500 |
| Marvels Lane Pre-school | London | £5,000 |
| Hertz Europe Ltd | Southall | £5,000 |
| Blooming Babies Day Nursery | Colchester | £5,000 |
| Arsalan Kazim | Twickenham | £5,000 |
| Jasper Rees Ltd | Telford | £2,500 |
| SF Chatham Ltd T/A Snap Fitness | Medway | £5,000 |
| Iqra Halal Meat | Ilford | £14,000 |
| T/A Roffey Griddle | Redhill | £5,000 |
| JR Digital Ltd | Southall | £5,000 |
| Barkerend Pharmacy Ltd | Bradford | £5,000 |
| T/A Barkers Estate Agents | Watford | £5,000 |
| Motiv8ed Support Ltd | Manchester | £5,000 |
| PRM Retail Ltd | Liverpool | £5,000 |
| Charnwood Powder Coaters Ltd | Leicester | £5,000 |
| Seecure Access Scaffolding Ltd | Manchester | £1,000 |
| Acton Delta Ltd | Dudley | £14,000 |
| DY Security Door Solutions Ltd | Dudley | £5,000 |
| Silva House Ltd | London | £2,400 |
| BPD Contracting Ltd | Doncaster | £2,500 |
| T/A Silverdale Residential Home | Ipswich | £5,000 |
| A D Environmental | London | £4,000 |
| S10 Catering Company Ltd | Sheffield | £14,000 |
| Pot Black 147 LTD | Suffolk | £5,000 |
| CYMA Petroleum UK Ltd | Enfield | £10,800 |
| Dominate Fitness Ltd | Stevenage | £21,000 |
| The Old Rectory Ltd | Bolton | £24,500 |
| Progressive Futures Care Ltd | Preston | £5,000 |
| Mullins Brasserie Ltd | Canterbury | £4,700 |
| T/A Winspers Floral Designers | Birmingham | £1,400 |
| Ezimix Ltd | Sunderland | £5,000 |
| The Stuffed Dormouse Hotel Ltd | Newport | £5,000 |
| The Vapour Corner Ltd | Bury | £14,000 |
| Climate Components Ltd | Tonbridge | £4,500 |
| County Fabrications | Leicester | £9,100 |
| A Cleaner Company Ltd | Southend | £14,000 |
| Akita Security Services Ltd | Northampton | £14,000 |
| Builders Trade Center Ltd | Coventry | £3,000 |
| RRS UK Ltd | Southampton | £14,000 |
Chair's statement fines – failing to produce
Please note that penalties are listed when they become payable but may relate to an historical breach.
1 April to 30 June 2019
| Scheme | Professional trustee / pension professional | Amount |
|---|---|---|
| GM Benefit Consulting Group Ltd | James Hay Pension Trustees Ltd | £2,000.00 |
| CPJ Field and Co Ltd - Haine and Son Retirement Savings Scheme G 7569 N | £500.70 | |
| ZwickRoell Ltd Retirement Benefits Scheme | £501.00 | |
| Cheshire Contracts (Shopfitting) Ltd Group Money Purchase Plan 707781 | £504.00 | |
| HD Adcock (Nelson) Ltd Simplified Group Money Purchase Plan | £500.20 | |
| Great Northern Soft Drinks Staff-Link Retirement Benfits Scheme 62209 | £500.60 | |
| Windsor 2000 Pension Scheme | £514.00 | |
| Societe Generale Newedge UK Ltd | £501.00 | |
| PCT Holdings Ltd RBS | £501.40 | |
| Shepton Veterinary Group Ltd Retirement Benefits Scheme | £501.30 | |
| Storie Cruden and Simpson Pension And Life Assurance Scheme 530181/19 | £501.70 | |
| Turners of Sedgefield Ltd 1581979 1581995 1581588 1581709 1581941 | £500.60 | |
| The Executive Pension Plan of WM Smith and Sons Ltd 6444k | £500.20 | |
| Air Kilroe Pension Plan 709604/41 | £500.60 | |
| Doncaster Town Moor Golf Club (1989) Retirement Benefits Scheme | £500.90 | |
| Hickmotts (1983) Retirement Security Plan/Pol No: 002480 | £500.20 | |
| Thames Reach Project Housing Association Retirement And Death Benefit Scheme 12662 | £501.40 | |
| British Association of Removers Staff Pension Plan | £500.30 | |
| North London Saw Works Ltd Pension Scheme | £503.30 | |
| The PMP Executive Pension Plan 709638/03 | £500.40 | |
| The Builders Merchants (Old Hill) Ltd Pension Plan 251453000p | £500.20 | |
| WJ Clow and Company Ltd Staff RBS | £500.50 | |
| Orme Scientific Ltd Retirement Benefits Scheme: 2802527 / 3406673 | £500.60 | |
| Uniway Systems Retirement Benefits Scheme | £513.00 | |
| The Selective Pension Plan of Agresso Ltd 13661 | £500.60 | |
| A Hak Industrial Services Ltd Retirement And Death Benefit Scheme | £500.50 | |
| MBA Group Ltd - U485003 | £500.20 | |
| Society of Genealogists Pension and Life Assurance Scheme F30152 | £500.20 | |
| Ideal Manufacturing Ltd | £500.80 | |
| Swiftair Ventilation Company Pension Plan UP2141891 UP2141887 UP2141895 UP2141899 UP2170257 | £500.20 | |
| Brooks Crownhill Patternmakers Ltd Retirement Benefits Scheme | £500.80 | |
| The Matthew Clark Group Money Purchase Scheme | £501.60 | |
| The CRA Staff Retirement Scheme Q 290 | £500.30 |
Chair's statement fines – not compliant
Please note that penalties are listed when they become payable but may relate to an historical breach.
1 April to 30 June 2019
| Scheme name | Professional trustee / pension professional | Amount |
|---|---|---|
| Autoenrolment.co.uk Master Trust | EC2 Master Ltd |
£2,000.00 |
| Stanplan A | £2,000.00 | |
| Standard Life DC Master Trust | £2,000.00 | |
| Commando 2012 Pension Scheme | £507.90 | |
| Mercer Master Trust | BESTrustees PLC | £2,000.00 |
| National Employment Savings Trust | £2,000.00 | |
| BAE Systems Pension Scheme | £1,338.60 |
Scheme return fine – failing to submit to us on time
1 January to 31 March 2019
No scheme return fines were issued during this period.
| Scheme name | Number of fines issued | Professional trustee / pension professional | Amount |
|---|---|---|---|
| The Seen And Heard Pension Plan P00044-392-Bea\001 | 1 | £500 | |
| BDCO Pension Scheme | 1 | £300 | |
| Hoerbiger UK 1988 Ltd Pension Scheme | 1 | £500 | |
| Hoerbiger UK Ltd Rbp Ref 100PP122 | 1 | £500 | |
| Fellhouse Limited RSP | 1 | £375 | |
| Sharif Bros Ltd EPS | 1 | £500 | |
| Map Engineer (Salford) Ltd Staff RBS | 1 | £300 |