Pensions dashboards: guidance
Failing to comply with pensions dashboards duties
We have set out our approach to compliance in our compliance and enforcement policy. We have also provided specific dashboards examples in our existing Breach of law guidance, which should assist in your assessment of the likely material significance of a breach.
Data breaches and cyber incidents should be reported in line with our cyber guidance.
You will be expected to demonstrate how you have had regard to the guidance on connection. This means, but is not limited to, the following.
- You should not make final decisions about connecting and whether to follow the 'connect by' date until you have engaged with the guidance.
- You must be able to demonstrate that you have adequate governance and processes for making such decisions. The reasoning for your decisions should be clearly considered and documented, as well as how relevant risks are identified, evaluated and managed.
- You should make sure that you have access to all the relevant information before making decisions and acting upon them. Keep clear and accurate audit trails to demonstrate the decisions made, the reasons for them and the actions taken.